Licensing Requirements Broker-Dealers and Agents Renewal Filing for FINRA Broker-Dealer Agents All Broker-Dealers are responsible for renewing the licenses of their Agents prior to the end of every calendar year (December 31). FINRA members must submit renewal applications through WebCRD. Please see the calendar* for filing deadlines. The renewal fee for each agent is $45.00. Renewal Filing for Non-FINRA Broker-Dealer Agents All Broker-Dealers are responsible for renewing the licenses of their Agents prior to the end of every calendar year (December 31). Non-NASAA members must submit the renewal fees and other related correspondence directly to the DISB Securities Bureau's Lock Box. The renewal fee for each agent is $45.00.     * This document is presented in Portable Document Format (PDF). A PDF reader is required for viewing. Download a PDF Reader or Learn More About PDFs.