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DISB Orders (2011)
The District of Columbia is a great place to do business, especially insurance, securities and banking. DISB is working extremely hard to make the District of Columbia an even better place to conduct the business of insurance, securities and banking. As part of DISB's efforts to attract businesses, we will provide fair, efficient and effective regulation; develop modern empowering laws and regulations; and promote favorable tax policies and economic incentives. We stay committed to consumer protection and providing a healthy finance services market that will benefit District consumers.
From time to time, DISB will release administrative orders to enforce legal requirements in the regulated industries of insurance, securities and banking.
2011 Orders
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Hungarian Reformed Federation of America Merger Letter* |
| SB-CO-09-11* |
Merrill Lynch, Pierce, Fenner, & Smith Incorporated |
| 2010 CA 9539 B* |
Central Benefits Mutual Insurance Co. |
| SB-C0-14-11* |
UBS Securities, LLC and UBS Financial Services, Inc. |
| SB-CO-11-11* |
JP Morgan Chase & Co. |
| 06.24.11* |
Appointment of Foreclosure Mediation Administrator |
| 06.24.11* |
Appointment of Foreclosure Mediation Mediator |
| 06.24.11* |
Appointment of Foreclosure Mediation Mediator – Smith, Graham & Crump, LLC |
| SB-CO-01-11* |
Newbury Street Capital Limited Partnership |
| SB-CO-10-11* |
Deutsche Bank Securities, Inc. |
| SB-CO-03-1* |
RBC Capital Markets Corporation |
| SB-CO-06-10* |
Bank of America Securities LLC and Banc of America Investment Services, Inc. |
| SB-CO-05-10* |
Merrill Lynch, Pierce, Fenner, & Smith Incorporated |
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