Department of Insurance, Securities and Banking: DISB Orders (2011)
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DISB Orders (2011)

The District of Columbia is a great place to do business, especially insurance, securities and banking. DISB is working extremely hard to make the District of Columbia an even better place to conduct the business of insurance, securities and banking. As part of DISB's efforts to attract businesses, we will provide fair, efficient and effective regulation; develop modern empowering laws and regulations; and promote favorable tax policies and economic incentives. We stay committed to consumer protection and providing a healthy finance services market that will benefit District consumers.

From time to time, DISB will release administrative orders to enforce legal requirements in the regulated industries of insurance, securities and banking.

2011 Orders  

Order                             Title                                                                                                                                     
Hungarian Reformed Federation of America Merger Letter*
SB-CO-09-11* Merrill Lynch, Pierce, Fenner, & Smith Incorporated
2010 CA 9539 B* Central Benefits Mutual Insurance Co.
SB-C0-14-11* UBS Securities, LLC and UBS Financial Services, Inc.
SB-CO-11-11* JP Morgan Chase & Co.
06.24.11* Appointment of Foreclosure Mediation Administrator
06.24.11* Appointment of Foreclosure Mediation Mediator
06.24.11* Appointment of Foreclosure Mediation Mediator – Smith, Graham & Crump, LLC
SB-CO-01-11* Newbury Street Capital Limited Partnership
SB-CO-10-11* Deutsche Bank Securities, Inc.
SB-CO-03-1* RBC Capital Markets Corporation
SB-CO-06-10* Bank of America Securities LLC and Banc of America Investment Services, Inc.
SB-CO-05-10*
Merrill Lynch, Pierce, Fenner, & Smith Incorporated

 


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